Convicted fraudsters banned by Ontario tribunal
Undertaking doesn't preclude regulator's enforcement action, court finds
Power to award options lies with board, not management
Regulators allege the scheme took over US$300 million from investors
Proposal would allow enforcement money to be used for IT projects and new innovation office
Investors' reps challenge a ruling over who gets priority in an insolvency
OSC sought fine but court ordered a suspended sentence
Pair of new trading books, order types to launch Oct. 23
The CSA and CIRO will consider such awards a compliance issue
Report on industry conflicts to be published soon with CSA, CIRO