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Company: Ontario Securities Commission

2149 results found

Ontario court dismisses OSC appeal for new Bre-X trial

Lawyer's conduct did not undermine fair trial

By: James Langton
December 10, 2003 December 10, 2003
15:55

Assante Financial settles with OSC regarding unregistered reps

Agrees to review out-of-province trading

By: IE Staff
November 24, 2003 November 24, 2003
16:35

Scam artists can hide behind impressive names

OSC offers tips to protect investors from fraud

By: IE Staff
November 17, 2003 November 17, 2003
12:10

OSC to appeal Donnini case

Regulator wants reduced suspension overturned

By: IE Staff
November 14, 2003 November 14, 2003
15:30

Investors need to know markets are fair: Brown

OSC chairman outlines efforts to eliminate "unfair risk"

By: James Langton
November 12, 2003 November 12, 2003
10:20

OSC responds to late trading, market timing in fund industry

Fund managers asked to confirm policies in place for preventing trading abuses

By: IE Staff
November 6, 2003 November 6, 2003
12:35

OSC offers tips to avoid investment fraud

Regulator marks Crime Prevention Week

By: IE Staff
November 4, 2003 November 4, 2003
09:50

OSC sets out regulatory regime for foreign-based stock exchanges

Goal is to protect Ontario investors

By: IE Staff
October 31, 2003 October 31, 2003
14:30

Supreme Court dismisses appeal by Deloitte & Touche

Says OSC decision on Phillip Services was "reasonable"

By: IE Staff
October 31, 2003 October 31, 2003
13:45

OSC chair named Laurier’s outstanding business leader

Brown acknowledged for his contribution to Canadian securities industry

By: IE Staff
October 29, 2003 October 29, 2003
11:40