Direct settlement between reps and clients prohibited
Regulator sharing information with U.S. authorities
Dealer to appeal to decision
Will consider whether to ban Glen Harper from trading, serving as director or officer
Savings come from dropping constraints on related party transactions
Issues permanent cease trade orders
Watchdog offer tips to avoid becoming a victim
Report calls for reform of IDA board, disciplinary panels
Several recommendations already implemented
Carley fined $89,400