Only one comment letter received, from Swift Trade Securities Inc.,
No new types of problems, but what’s out there is more widespread
Monarch Delaney says compliance issue resolved by time it was reported; OSC stands by its order
Commission releases statement of priorities for 2004/2005
Firm ordered to be removed as counsel to Credit Suisse First Boston
Another settlement reached with a fund manager
OSC says Sahil Celly violated insurance regulations
Lacks competence, solvency and integrity, OSC says
Commission asks: have fund dealers outlived their usefulness?