Anderson receives reprimand
Unless he’s presented with a novel argument to the contrary, Gerry Phillips, chairman of the Management Board of Cabinet, is expected to call for the Ontario Securities Commission’s adjudicative function to be hived off in a separate body.Talking to reporters following his address at the Dialogue with the OSC in Toronto Monday, Phillips suggested that […]
Regulator issues revised governance guidelines
Regulator plans to issue further guidance
Regulator outlines circumstances when investigations ought to be disclosed
Insider trading inquiry to resume in March
Says recommendations will improve investor confidence
Current state of OSC oversight called “unacceptable”
The Ontario Securities Commission has issued guidelines its staff should follow in disclosing the existence of ongoing investigations.Typically, the OSC does not publicly disclose the existence of investigations, or details of its investigations. It does this both to protect the course of the investigation and the reputation of those being investigated. However, the OSC notes […]
Knight appointed to three-year term