The Ontario Securities Commission has received good, but slightly lower grades, according to a report Thursday on stakeholder satisfaction.Stakeholders also strongly support the idea of a single national securities regulator, with uniform securities legislation across Canada.The report is based on a survey by Ipsos-Reid Public Affairs Canada of more than 1,300 individuals registered with the […]
Cheated 45 investors in Ontario and B.C. out of more than $2.4 million
Moved to September and November, respectively
Provincial committee struck to review recommendations of Crawford report
Review uncovers problems with compliance
Two-year terms for members
An Ontario Securities Commission hearing panel has ruled that merely arranging a meeting to hear about a possible investment opportunity does not necessarily constitute “acting in furtherance of a trade.”The decision, issued by the OSC Tuesday, concerns a couple (Leslie and Douglas Brown) who helped organize a seminar for an investment opportunity called the Flat […]
Only one comment letter received, from Swift Trade Securities Inc.,
No new types of problems, but what’s out there is more widespread