Applications due October 15
OSC imposes five year
Brown says without a better model, current structure should be left as is; Hockin backs report
Hearing to resume September 20
Gerry Phillips, chairman of Ontario’s Management Board Secretariat, has repeated his call for the creation of a single securities regulator.In late June, Phillips, who is acting minister with responsibility for the Ontario Securities Commission, released a proposal for a creating a provincially led single regulator. On Wednesday, he reiterated that approach, saying that there is […]
Input sought for final IOSCO report
Kowal brings expertise in securities, corporate law
Says staff failed to provide sufficient detail
“More intuitive, easier to navigate”
An Ontario Securities Commission panel has upheld Market Regulation Services Inc.’s decision that trader Donald Greco engaged in front-running.Greco sought a review of RS’s decision against him, which found him guilty of front-running. It imposed a fine of $15,000, $10,000 for costs, disgorgement of $250 and a one-month suspension.The OSC upheld RS’s ruling, saying the […]