Lydia Mining shareholders meeting adjourned
Regulator plans rule for handling of undisclosed material information
Says omnibus account arrangements, joint service arrangements raise investor protection concerns
McGee receives 15-year cease trade order
Will step down on June 30
Pollitt & Co. agrees to pay $27,000
Former officer permanently barred from registration
Shareholders meeting scheduled for November 24
Revenues $11.6 million higher than forecast
Recommend continuing relief from sales practice rule