McGee receives 15-year cease trade order
Will step down on June 30
Pollitt & Co. agrees to pay $27,000
Former officer permanently barred from registration
Shareholders meeting scheduled for November 24
Revenues $11.6 million higher than forecast
Recommend continuing relief from sales practice rule
Anderson receives reprimand
Unless he’s presented with a novel argument to the contrary, Gerry Phillips, chairman of the Management Board of Cabinet, is expected to call for the Ontario Securities Commission’s adjudicative function to be hived off in a separate body.Talking to reporters following his address at the Dialogue with the OSC in Toronto Monday, Phillips suggested that […]
Regulator issues revised governance guidelines