Says recommendations will improve investor confidence
Current state of OSC oversight called “unacceptable”
The Ontario Securities Commission has issued guidelines its staff should follow in disclosing the existence of ongoing investigations.Typically, the OSC does not publicly disclose the existence of investigations, or details of its investigations. It does this both to protect the course of the investigation and the reputation of those being investigated. However, the OSC notes […]
Knight appointed to three-year term
No evidence found of market timing by insiders
Four fund firms singled out for market-timing are some of industry’s largest
Survey will determine which managers to review
Regulator alleges market timing violations
Gibson to oversee finance, IT operations
Pollitt & Co., Pollitt and Cassels called to hearing