Compliance costs will be substantial
Large surplus prompts early refund
Order names KPMG as receiver of hedge fund
Market timing probe comes to a close
Regulator to consider market timing settlement
Blumberger to chair SBAC
Temporary orders extended until May 17
The Ontario Securities Commission on Friday issued a temporary order imposing further terms and conditions on the registration of Portus Alternative Asset Management Inc.The additional terms preclude Portus from paying out, redeeming or otherwise returning investment funds to clients, except with respect to pre-authorized periodic withdrawals on behalf of clients. As well, the temporary order […]
Authority to grant exemptions lies with securities commissions, not courts
OSC hearing scheduled for February 17