Staff of the Ontario Securities Commission have announced a tentative settlement in a case involving ATI Technologies. However, there was no mention of a settlement involving insider trading allegations against the company’s founder, K.Y. Ho, or several other former company executives and family members. The OSC announced today that it will hold a hearing Tuesday […]
The Ontario Securities Commission today obtained a court order extending the appointment of KPMG Inc. as the receiver of all the property, undertaking and assets of Portus Alternative Asset Management Inc. and BancNote Corp. The OSC says it will be seeking to obtain additional terms relating to the conduct of the receivership at a motion […]
Five sanctioned firms were the worst offenders, says Brown
Hearing scheduled for March 21
Compliance costs will be substantial
Large surplus prompts early refund
Order names KPMG as receiver of hedge fund
Market timing probe comes to a close
Regulator to consider market timing settlement
Blumberger to chair SBAC