Three proceedings launched
Regulator committed to insuring complaint process is comprehensible and accessible
Scotia Capital chairman the right person to lead OSC, says departing Brown
Regulator sees broad support for review of SROs
Guideline amendments will take effect on June 30
Regulator promises more Investor Town Halls in the future
Firm’s registration revoked
OSC hearing adjourned until July 8
OSC chairman David Brown says regulator may not have “placed sufficient emphasis on protecting the investor”
It makes the playing field uneven and compromises investor protection