Regulator sees broad support for review of SROs
Guideline amendments will take effect on June 30
Regulator promises more Investor Town Halls in the future
Firm’s registration revoked
OSC hearing adjourned until July 8
OSC chairman David Brown says regulator may not have “placed sufficient emphasis on protecting the investor”
It makes the playing field uneven and compromises investor protection
Dismisses appeal by Kyle and Derivative Services
Former officer permanently barred from registration
Firm unable to adequately explain investment structure, regulator says