Former RBC exec to succeed the retiring Charlie Macfarlane
Executive compensation is getting tougher for investors to understand
Fund dealer considered to be providing discretionary management
Applications are due by June 30
OSC allows firm to pay portion of costs of regional summits
Regulator alleges Kader lied to investigators
Regulator alleges Manor failed to meet duties as fund manager
The Ontario Securities Commission has ordered 189 officers, directors and other insiders of Nortel Networks to stop trading the company’s stock.The administrative order issued Monday does not suggest any wrongdoing by the insiders.The OSC issued the cease-trade order because of Nortel’s accounting problems.The order is temporary. A hearing is set for April 10 to determine […]
Enforcement is regulator’s top priority
Research is the best defence against fraud