The Ontario Securities Commission has ordered a group of Ontario residents to stop selling offshore investment products after discovering more than $23 million has been raised from members of the public.In the order issued December 7, the OSC said it has not completed an investigation of seven individuals and five companies, but felt it was […]
Applications due by December 22
Settlement to be considered at a hearing next week
Regulators examining stock option practices
Courts to gain authority to order that the convicted persons or companies to make restitution
Hearing set for November 7
Number of continuous disclosure reviews up 19%
Firm seeks hearing with OSC over UMIR
October is Investor Education Month
Investigation began in Decemberr 2004 on referral from OSC