Committee reflects broad spectrum of industry sectors
Ritchie, Turner appointed to five-year terms
The Ontario Securities Commissions has issued a notice emphasizing the importance of business continuity planning.The notice indicates that the OSC is part of the global efforts to address the potential impact of incidents that could disrupt normal business operations, which is an ongoing priority for financial industry participants and financial regulatory authorities. Recent acts of […]
Cease trade order continues for company’s insiders
Motion to be heard in Feburary
The Ontario Securities Commission has ordered a group of Ontario residents to stop selling offshore investment products after discovering more than $23 million has been raised from members of the public.In the order issued December 7, the OSC said it has not completed an investigation of seven individuals and five companies, but felt it was […]
Applications due by December 22
Settlement to be considered at a hearing next week
Regulators examining stock option practices
Courts to gain authority to order that the convicted persons or companies to make restitution