Money to pay for investigations costs
Hearing to review agreement
Panel to consider agreement on May 22
Rules intended to provide clear guidance to all participants in commission proceedings
Reasonable for regulator to conclude that Ochnik engaged in an RRSP/loan scheme and traded while unregistered and without a prospectus
Rankin was charged with 10 counts of tipping and 10 counts of illegal trading
The commission is seeking to beef up its enforcement abilities and its efforts to protect retail investors
Fund manager is given until Oct. 1 to terminate funds, offer new ones under exemptions
Rule strikes “the right balance between protecting investors, and fostering fair and efficient capital markets”
Too easy for investors to be drowned out in a chorus of well-financed voices, Wilson laments