Refinitiv allowed investors to trade on its platform without registering as an exchange
Stanley Beck was a regulator, academic and investor advocate
After a previous settlement, real estate mogul should have known better, regulatory tribunal finds
Court will consider firm's appointment by Traynor Ridge Capital's receiver
Change follows a report from the auditor general that found the rule-making process "exceedingly slow"
Tribunal bans David Singh following fraud conviction
Court asked to approve two years worth of fees in ongoing receivership
Decision on tougher investor protection measures coming by end of 2025
CIRO doesn't need an order to use compelled evidence in its own proceedings, regulatory panel says
Regulators cite data gaps, lack of standards, pervasive risks as obstacles