Regulator reached 16,900 of people with 54 presentations, NASAA says
Room for improvement in several areas
Representatives from reporting issuers, industry associations, advisors, and investing organizations invited to apply
Commission releases full statement of allegations
Commission is investigating possible distribution of securities without a prospectus
New committee will seek input on issues of importance to clients
Commission urges examination of new investigative powers for police
David Wilson, chairman of the Ontario Securities Commission (OSC) announced today the appointments of Mary Condon and Paulette Kennedy as commissioners.The two-year appointments are effective April 9.“I welcome the addition of Mss. Condon and Kennedy as Commissioners and board members,” says Wilson. “Both individuals bring extensive industry background and in-depth knowledge of securities regulation to […]
Regulator to focus on ABCP market, mutual recognition framework
Delage terminated from Polaris