Commission releases full statement of allegations
Commission is investigating possible distribution of securities without a prospectus
New committee will seek input on issues of importance to clients
Commission urges examination of new investigative powers for police
David Wilson, chairman of the Ontario Securities Commission (OSC) announced today the appointments of Mary Condon and Paulette Kennedy as commissioners.The two-year appointments are effective April 9.“I welcome the addition of Mss. Condon and Kennedy as Commissioners and board members,” says Wilson. “Both individuals bring extensive industry background and in-depth knowledge of securities regulation to […]
Regulator to focus on ABCP market, mutual recognition framework
Delage terminated from Polaris
$100,000 club keeps getting bigger at securities commission
Too many firms rely on boilerplate disclosure of information that could affect investors’ decisions, report says
Jailed trader signs deal with OSC