The Ontario Securities Commission has announced the new membership of the Continuous Disclosure Advisory Committee (CDAC) for 2008 – 2010.The CDAC is comprised of members from a variety of industry sectors and provides consultation to OSC staff on the development, implementation and review of continuous disclosure policies and practices. The committee meets on average five […]
Ban to expire next week, at the same time the SEC’s ban also expires
New fee model would rely on historical data and eliminate special participation fees, among other changes
Move follows similar actions taken by the U.S. Securities and Exchange Commission and Britain’s Financial Services Authority
452 reviews conducted by corporate finance branch
Amendments come into force in Ontario on September 12
Report notes top three deficiencies
Regulator alleges trades breached settlement reached in illegal tipping case
Dowdall-Logie to oversee OSC enforcement branch
Reps now have 30 months to complete one of two courses to maintain their registration