Much more cooperation among world securities regulators
The Ontario Securities Commission has approved a settlement reached with former Biovail Corp. chief financial officer Brian Crombie.At a hearing on Thursday, an OSC panel approved the settlement entered into by staff of the commission and Crombie.Crombie was accused of participating in a long-running scheme at Biovail to overstate the company’s earnings between 2001 and […]
First person to serve jail time in an OSC insider case since 2000
Former RS CEO takes over enforcement division
Company co-founders fined
Hearing scheduled for Feb. 5
Judge orders former Agnico-Eagle officer to pay $200,000
The Ontario Securities Commission has imposed a temporary cease-trade order on Berkshire Capital Limited, GP Berkshire Capital Limited, Panama Opportunity Fund and Ernest Anderson.The order was filed on Tuesday.The OSC says the “Berkshire Entities” are not registered with the commission and neither a preliminary prospectus not a prospectus has been filed for the distribution of […]
Howling, Miszuk fined and reprimanded for misleading investors
Urges TSX to bring shareholder approval requirements in line with other exchanges