Judge orders former Agnico-Eagle officer to pay $200,000
The Ontario Securities Commission has imposed a temporary cease-trade order on Berkshire Capital Limited, GP Berkshire Capital Limited, Panama Opportunity Fund and Ernest Anderson.The order was filed on Tuesday.The OSC says the “Berkshire Entities” are not registered with the commission and neither a preliminary prospectus not a prospectus has been filed for the distribution of […]
Howling, Miszuk fined and reprimanded for misleading investors
Urges TSX to bring shareholder approval requirements in line with other exchanges
Exchange already recognized by Alberta Securities Commission
Proposed purchase needs shareholder vote, regulator rules
Former RS CEO succeeds Watson
A proposal to charge fees based on historical data means firms’ payments will be based on previous highs
Prevention efforts necessary to protect investors
Thakur had unauthorized access to confidential e-mail, OSC alleges