Letter acknowledges the common intent of OSC and AMF to cooperate
Hearing continues June 16
Commission responds to challenges facing market participants
Rules intended to improve the accessibility and transparency of commission proceedings
Firms not registered to sell securities in Ontario
Sextant Capital Management faces OSC allegations of self-dealing, exaggeration of asset values
Ontario’s securities regulator is more closely monitoring continuous disclosure filings, among other measures
Much more cooperation among world securities regulators
The Ontario Securities Commission has approved a settlement reached with former Biovail Corp. chief financial officer Brian Crombie.At a hearing on Thursday, an OSC panel approved the settlement entered into by staff of the commission and Crombie.Crombie was accused of participating in a long-running scheme at Biovail to overstate the company’s earnings between 2001 and […]
First person to serve jail time in an OSC insider case since 2000