Rules intended to improve the accessibility and transparency of commission proceedings
Firms not registered to sell securities in Ontario
Sextant Capital Management faces OSC allegations of self-dealing, exaggeration of asset values
Ontario’s securities regulator is more closely monitoring continuous disclosure filings, among other measures
Much more cooperation among world securities regulators
The Ontario Securities Commission has approved a settlement reached with former Biovail Corp. chief financial officer Brian Crombie.At a hearing on Thursday, an OSC panel approved the settlement entered into by staff of the commission and Crombie.Crombie was accused of participating in a long-running scheme at Biovail to overstate the company’s earnings between 2001 and […]
First person to serve jail time in an OSC insider case since 2000
Former RS CEO takes over enforcement division
Company co-founders fined
Hearing scheduled for Feb. 5