The defendants are alleged to have committed securities fraud and to have traded unregistered securities
The U.S. firm is proposing to offer direct electronic access to trading in its contracts to Ontario residents
Hearing scheduled for June 5
Ontario’s finance minister has approved the latest amendments to the Ontario Securities Commission’s fee model. The latest version was approved by the minister on May 7, the OSC said Friday. The rules, which were approved by the commission on March 10, will come into force in Ontario on June 1.Last October the commission proposed an […]
Investigation ongoing, regulator says
Regulatory fees to hold at current rates for one year
Foundation will continue to press for the appointment of one commissioner with a retail investor perspective
Regulator continues to explore options to compensate investors more quickly
Scheme targeted Chinese-American community
OSC chairman among those paid more than $700,000 last year