Increased participation fees designed to allow regulator to reach cost recovery
Jurisdiction maintained in review RS decision
Carnwath, Akdeniz, Scott each appointed to two-year terms
Goldbridge Financial treasurer fined $1,000
OSC brochure for retail investors raises questions about the client/advisor relationship
Court affirms SRO’s jurisdiction to pursue wrongdoers who have left the industry
Regulator approves settlement with Swift Trade and Beck
OSC sets 2011 as “final” deadline
Notices follow investigation of ABCP firm’s disclosure to investors
Court endorses PwC as manager of Sextant funds