IIROC to review settlements with Canaccord, Credential, and Scotia Capital
Commission outlines annual priorities ahead of schedule, calls for feedback
Regulator alleges shortcomings in firm’s disclosure
Lax enforcement is not the reason rules are ineffective; rather, the problem is largely one of compliance
Both parties committed to a strong and independent commission
Hearing adjourned until June 2010
40 investors ask that accused fraudster be allowed to trade for them
Panel won’t overrule policy decision made by the commission as a whole
Grmovsek settles with OSC
Staff notice sets out investor protection concerns