Newly appointed chairman Howard Wetston has the tough task of presiding over what are likely to be the regulator’s final years
Fund with a built-in conversion feature are expected to comply with mutual fund disclosure rules
Wilson’s term end October 31
Report spells out the results of compliance reviews for fiscal 2010
Order intended to protect investors from future unfair conduct by former Agnico exec
Wetston succeeds Wilson
Neale, 360, MSI agree to $500,000 penalty
Melnyk may still face official reprimand
$500,000 ordered returned to investors
Investors warned not to purchase securities from firm