Investors warned not to send money to Impact Finance or Douglas Charles
The Ontario Securities Commission Thursday announced the new membership of the Continuous Disclosure Advisory Committee for 2011-2013.The committee advises OSC staff on a range of projects, including the planning, implementation and communication of the OSC’s review program, as well as policy and rule-making initiatives.Effective immediately, the committee members are:> Abbas Ali Khan, Fraser Milner Casgrain […]
Regulators seeks input on executive compensation, the election of directors, and proxy voting
Four men facing penalties
The Ontario Securities Commission Thursday announced the appointment of veteran securities lawyer Edward Kerwin as a commissioner for a two-year term, effective January 4.Kerwin was a partner of McCarthy Tétrault from 1979 until his retirement at the end of 2009.“Edward Kerwin’s tremendous legal expertise, knowledge of the capital markets and experience as a director will […]
Nunavut Iron Ore will amend its plan to issue warrants to shareholders
Two firms are seeking exemptions from the requirement that clearing agencies be recognized by the Ontario Securities Commission.On March 1, 2011, changes to securities legislation will take effect that will prohibit clearing agencies from carrying on business in Ontario unless they are recognized as a clearing agency by the OSC, or are exempt from the […]
OSC settlement imposes eight year ban on Tulsiani
OSC awarded $25,000 in costs
The Ontario Securities Commission has Friday announced the new members for its Securities Advisory Committee, which consults with the commission on a wide range of market issues.In September, the OSC sought applications for positions on the SAC, which provides advice to the commission on a variety of topics, including legislative and policy initiatives, and important […]