No evidence that Xanthoudakis and Smith were denied a fair hearing by OSC panel
Major law firms are participating in new pro bono programs to assist litigants at the OSC and the Tax Court of Canada
James Langton's article on the new investor advisory panel engaged in unfounded criticisms of the investor advisory committee
While regulators ponder the complexities of new rules, investor advocates focus on a quicker solution
Looking to play the good cop, the Ontario Securities Commission is aiming to boost its enforcement productivity by doing more to entice co-operation and to encourage quick settlements
Prosporex Investment Club illegally distributed securities
Submissions due Nov. 7
Investor advisory panel annual report proposes several steps that would expand its advocacy efforts
The exchange’s jurisdiction is limited to transactions involving the issuance or potential issuance of securities
Enhancements expected to improve information coming for the OSC and expedite the resolution of enforcement matters