Mosaid’s shareholder rights plan can stay in effect until Nov. 1
Members to serve two-year terms
Litigation Assistance Program will rely on volunteer counsel that are independent of the commission
Dually-licensed reps can serve Canadian retail clients
Online firm is not registered to sell securities in Ontario
Regulator seeking public comment on whether the proposal is in the public interest
Alexander Adams made an “honest mistake” on his application
OSC says firm could still bring a motion for a stay at a later stage, or seek a review of any final decision in the case
Discussion paper will summarize the fiduciary duty debate at home and abroad and identify the key issues involved
The OSC’s investor advisory panel has produced four substantive comments on regulatory policy initiatives in one year