Ontario court dismisses appeal by CI and AIC
Company agrees to extension
Notice explains the added risks that accompany leveraged investing, and reminds investors to pay attention to costs
The Ontario Securities Commission’s former head of enforcement says there are two basic reasons to reject “no contest” settlements
Regulator has collected only $110.5 million of the almost $229 million in sanctions and costs levied
Three sessions scheduled for February
Regulator alleges consultant to Baffinland Iron Mines tipped friend on details of negotiations with ArcelorMittal
An OSC panel imposed only $250,000 in costs, far less than the $1.5 million commission staff sought
The agreement is intended to bolster market oversight by helping the regulators share information
Interest in no contest settlements prompts regulator to hold public hearing in the new year