An IIROC hearing panel erred when it limited the fine against Mark Dennis to $1 million
IIROC banned Toronto rep for using client money to pay off other clients
Firm must retain independent monitor before it can take any new clients
A sanctions hearing for Shuan McErlean is scheduled for August 13
Strategic Gifting Group raised over $300,000 from four Ontario charities
Charges laid against Berik Yessirkegenov and North American Business Equipment Corp.
Chairwoman Anita Anand has decided not to renew her appointment
Steven Lanys ordered to pay $91,000
Knox Securities Corp. added to investor warning list
Firms appear to be targeting investors across Canada