Bans follow sanctions by BCSC and NBSC
Regulator alleges Discovery Air trades created a misleading appearance
Portfolio Capital hearing scheduled for April 17
Sanctions handed down by B.C. regulator for illegal distributions, unregistered trading
OSC to hear request for trading bans against New Futures Trading and Fernando Fagundes
Ontario Contingency Trust Fund is being wound up
OSC sanctions against Geoffrey Cornish and Dean Tai upheld
The OSC and IIROC say settlement cheques will be sent my the end of March
June panel will feature investors and industry stakeholders
OSC’s Investor Advisory Panel releases survey findings on adviser/investor relationship