Regulators aim to achieve a harmonized derivatives trade reporting regime across Canada
Regulator issues update on proposed enforcement initiatives in advance of policy meeting
Canadian-listed Chinese firm to pay $200,000 penalty, $100,000 in costs
Application deadline is July 2
Regulator calls conduct of Fernando Fagundes and New Futures Trading “abusive”
The OSC's proposed research is in the planning stage the goal will be to assess the suitability of advice given to clients
Policy implications are not limited to Ontario
Moncasa Capital and its president misled investors while selling $1.2 million worth of securities
OSC finds Michael Zhao guilty of insider trading