Both retail and institutional investors are stepping up the pressure for speedier reform, citing foreign examples of change
Regulator grants exemption to MARS VX, an online portal that will connect accredited investors with impact investing issuers
Penalty hearing to determine sanctions against Cabo Catoche (Medra)
Faster settlements would make enforcement staff more productive and able to take more actions
New unit will focus on the investigation and prosecution of criminal violations of securities laws
OSC reviews find that only 47% of reporting issuers clearly identify entity-specific forward-looking information
Steep rise in spam email linked to schemes designed to trick unsuspecting investors
Discussion designed to reflect the diversity of views held by investors and the advisors
Reciprocal bans placed on Michael Shantz, Canada Pacific
Eleanor Farrell, director, Office of the Investor, Ontario Securities Commission, discusses the consultation paper on the introduction of a statutory best interest standard for advisors and dealers. She outlines five concerns the Canadian Securities Administrators have with the current know your client, suitability, and know your product standard. Farrell spoke at the CIRPs annual conference in Niagara Falls, Ont.