Police allege pair filed a false prospectus, which led investors to lose millions
Regulator publishes annual compliance report covering EMDs, portfolio managers, and fund managers
Vincenzo Sirianni permanently banned from trading, registration, and serving as a director or officer
Barrie, Ont. man charged after investigation
Court rejects argument that the transactions in question were actually loans, not a scheme to sell securities
Panel will feature perspectives from issuers, investors and other financial industry stakeholders
Connie Craddock succeeds Paul Bates; four new members appointed to panel
The ban reciprocates sanctions imposed by the BCSC after it found that Basi committed fraud
Rule expected to come into force in February 2014
Investment firm’s refusal of OBSI’s recommendation for compensation prompts OSC Investor Advisory Panel to demand more from regulators