Convicted fraudster ordered to pay $1 million penalty
The weight this evidence will receive in a hearing will be determined by an OSC panel
OSC updates its review of the risks associated with electronic trading
Review finds widespread weaknesses in disclosure that may lead to investor confusion
Four new seminars added to assist registrants with strengthening their compliance practices
The OSC says the charge relates to David Borg’s alleged role in selling shares of Enriching Pictures
Charges follow JSOT investigation
The seminar will cover reporting requirements for OSC Rule 91-506
Agencies working to support higher quality auditing and investor confidence in financial reporting
Ontario regulator supports CSA proposal for an existing shareholder exemption