A written hearing will be held to set sanctions in the case
The regulator reduced penalties against an advisor after finding errors in the SRO's decision
Rep sought halt of nine-month suspension, pending review of IIROC ruling
NSSC warns about a surge in scams on social media
The mutual fund representative said he didn't intend to admit to misconduct
Regulator cautions against shopping for investments online
The Nova Scotia Securities Commission warns investors about outbreak opportunists
The regulator is warning investors about an unregistered online trading platform
NSSC says schemes can cost investors their savings, plus trigger taxes
A review found that 17% of board seats are now held by women, up from 15% a year ago