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Company: Nova Scotia Securities Commission

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Halifax, Nova Scotia, Waterfront

NSSC settles with Halifax firm that failed to oversee its day traders in China


The former rep was also ordered to pay a $500,000 fine for securities violations

female advisor with laptop

The Nova Scotia Securities Commission warns of unregistered crypto platform luring investors

Closeup of mallet being hit on stacked coins at table in courtroom

The pair was banned, and ordered to pay penalties, costs and disgorgement

stage curtain

North American body adopts diversity, inclusion policy

Peggy's Cove Lighthouse Nova Scotia

The NSSC and FCNB published a consultation paper on possible governance reform

Judge gavel, scales of justice and law books in court

A written hearing will be held to set sanctions in the case

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The regulator reduced penalties against an advisor after finding errors in the SRO's decision

A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t

Rep sought halt of nine-month suspension, pending review of IIROC ruling

smart phone running a trading or forex app with charts and data

NSSC warns about a surge in scams on social media