Company: Nova Scotia Securities Commission

81 results found
smart phone running a trading or forex app with charts and data

NSSC warns about a surge in scams on social media

Law concept - Law book with a wooden judges gavel on table in a courtroom or law enforcement office

The mutual fund representative said he didn't intend to admit to misconduct

Virtual Wallet Smartphone Bitcoins On Printed Circuit Board concept

Regulator cautions against shopping for investments online

Block letters spelling fraud, with magnifying glass

The Nova Scotia Securities Commission warns investors about outbreak opportunists

red warning flag on a stormy beach

The regulator is warning investors about an unregistered online trading platform

loseup portrait senior man protecting a piggy bank

NSSC says schemes can cost investors their savings, plus trigger taxes

Young Businesswoman Addressing Boardroom Meeting

A review found that 17% of board seats are now held by women, up from 15% a year ago

Gavel and legal books

NSSC hands down $150,000 administrative penalty

Regulators in Ontario, New Brunswick and Hong Kong already have issued their own warnings about the firm

Thin line flat design of accounting financial data, web database with business graph, tax planning and company budget information files. Modern vector illustration concept, isolated on white background.

The database is another tool for investors to use when making informed investment decisions

  • January 17, 2018 November 5, 2019
  • 16:15