Company: North American Securities Administrators Association

197 results found
United States Capitol, Washington DC

State regulators warn against attempts to deregulate in response to Covid-19

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State and provincial regulators aim to snuff out online Covid-19 schemes

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State regulators' reviews of smaller advisory firms find persistent shortcomings in online security

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Fraudsters could exploit stock market turmoil, regulators warn

Regulators expect an array of pandemic-driven frauds

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The group says investors need greater protections and oversight in private offerings

businesswoman thinking

The group of regulators is providing tools to address women's longer lifespans and the gender pay gap

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Regulators' efforts to prevent abuse are gaining traction

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A former SEC and CFTC executive will be head of the group's legal division

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Familiar investment schemes are joined by new scams on regulators' watchlist