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Company: North American Securities Administrators Association

182 results found
cryptocurrencies

Stories of "crypto millionaires" have led to big bets and big losses

old way, new way

U.S. firms continue to put their own interests ahead of clients' interests, regulators say

Target hit in the center by arrow

Proposed rules aim to address unpaid compensation to harmed investors

loseup portrait senior man protecting a piggy bank

SEC, FINRA, NASAA join forces in investor protection push

papers on a desk

Shortcoming uncovered in state regulators' compliance reviews, NASAA reports

stage curtain

North American body adopts diversity, inclusion policy

senior couple sitting at table with financial advisor

Financial industry can be the first line of defence against exploitation of vulnerable investors

Young worried woman with empty piggy bank

The act would help governments provide financial help to victims of securities law violations

Washington DC skyline with Monument Capitol and Abraham Lincoln memorial

Accurate data on the true cost of elder exploitation is needed, trade group says

Block letters spelling fraud, with magnifying glass

NASAA survey of regulators' enforcement teams identifies top threats to investors