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Company: North American Securities Administrators Association

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People Working Finance Stock Exchange ConceptPeople Working Finance Stock Exchange Concept

Model rule, if implemented by regulators, would add enforcement teeth to arb awards, sanctions

Pile of cryptocurrency coins

Increased regulation may raise compliance costs but attract more investors, Fitch says

Dogecoin

BlockFi agreed to a US$100-million penalty and to seek registration

Shocked middle aged mature woman feeling stressed reading unbelievable online news, surprised senior old lady looking at laptop amazed by unexpected stuck computer problem sit on sofa at home (Shocked middle aged mature woman feeling stressed reading

Dozens of state and federal regulators charge that investors were duped by false claims

cryptocurrencies

Stories of "crypto millionaires" have led to big bets and big losses

old way, new way

U.S. firms continue to put their own interests ahead of clients' interests, regulators say

Target hit in the center by arrow

Proposed rules aim to address unpaid compensation to harmed investors

loseup portrait senior man protecting a piggy bank

SEC, FINRA, NASAA join forces in investor protection push

papers on a desk

Shortcoming uncovered in state regulators' compliance reviews, NASAA reports

stage curtain

North American body adopts diversity, inclusion policy