Investment adviser firms were the state regulators' top targets in 2018
Association warns small firms are "low-hanging fruit for cybercriminals"
Regulators have launched 130 enforcement investigations so far this year
Advisors must be "prepared to talk to clients in crisis"
Recent legislation gives financial firms and employees immunity for reporting incidents
The new U.S.-Mexico-Canada (USMCA) trade deal has yet to be ratified
An alert says the sales tactic can take advantage of clients
The group also called for fintech regulation
State securities regulators place increased focus on cryptoassets
Vermont’s Michael Pieciak succeeds Joseph Borg