When National Bank Financial completed its acquisition of Wellington West Capital last year, advisor Ian Houston's clients wanted to know how they would be affected. Houston reassured them: "It's just the logo on your statement that's changing"
Solution intended for investors who are in the withdrawal phase of the investment cycle or looking for additional monthly income
Dealer sanctioned for failing to supervise Clarke and O’Reilly
Firm and two reps allegedly violated UMIR between April 2006 and June 2007
Latest BoC announcement hinted that tightening campaign will continue