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Company: National Bank Financial

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Silhouttes of Two Business People Having a Handshake

The Ontario wealth management team is led by veteran portfolio managers Mitchel Robinson and Edward Svetek

Downtown Calgary with River skyline`

Jennifer Tozser’s team previously worked previously at CIBC Wood Gundy

Skyline of downtown Montreal in Summer

NBF is making significant investments in Western Canada

exchange-traded funds, woman with tablet

Floating-rate and short-term fixed-income ETFs re-emerged as market darlings in the rising rate environment

Judge gavel, scales of justice and law books in court

The interests of the clients must be put ahead of those of the firm, court says

gavel with $100-bill background

Advisor did not comply with the dealer’s own guidelines for leveraged ETFs

exchange-traded funds, woman with tablet

The big winners in the month were U.S. and international equity ETFs while Canadian equity ETFs saw outflows of $391 million

Stock market background design

Year-to-date inflows into ETFs are slightly outpacing the same period from 2017

  • By: IE Staff
  • March 6, 2018 April 13, 2018
  • 07:57
Stock exchange board with abstract background

NEO Connect currently has 45 platform traded funds

  • By: Leah Golob
  • February 2, 2018 February 2, 2018
  • 12:30
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The dealer has implemented controls to prevent a similar issue from occurring in the future