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NEO Connect currently has 45 platform traded funds

  • By: Leah Golob
  • February 2, 2018 February 2, 2018
  • 12:30
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The dealer has implemented controls to prevent a similar issue from occurring in the future

The former founder of Wellington West and Todd Degelman will be opening the firm later this year and maintain a partnership with their previous dealer

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The team of four advisors, formerly with BMO Nesbitt Burns, joined NBF’s new branch in Ancaster, Ont.

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Former associate advisor permitted to contact “primary contact clients”

Dealer fined $75,000 for failing to supervise trading

  • By: IE Staff
  • December 4, 2012 December 4, 2012
  • 15:15

The Montreal-based firm is looking to add more advisors, now that it has fully integrated Wellington West into its ranks

NBF says the MFDA piece of Wellington West was not a good fit with its IIROC-based businesses