Floating-rate and short-term fixed-income ETFs re-emerged as market darlings in the rising rate environment
The interests of the clients must be put ahead of those of the firm, court says
Advisor did not comply with the dealer’s own guidelines for leveraged ETFs
The big winners in the month were U.S. and international equity ETFs while Canadian equity ETFs saw outflows of $391 million
Year-to-date inflows into ETFs are slightly outpacing the same period from 2017
NEO Connect currently has 45 platform traded funds
The dealer has implemented controls to prevent a similar issue from occurring in the future
The former founder of Wellington West and Todd Degelman will be opening the firm later this year and maintain a partnership with their previous dealer
The team of four advisors, formerly with BMO Nesbitt Burns, joined NBF’s new branch in Ancaster, Ont.
Bringing up RI and what it represents is a good way to connect with demographics that are seeing their wealth increase, experts suggest