The Ontario wealth management team is led by veteran portfolio managers Mitchel Robinson and Edward Svetek
Jennifer Tozser’s team previously worked previously at CIBC Wood Gundy
NBF is making significant investments in Western Canada
Floating-rate and short-term fixed-income ETFs re-emerged as market darlings in the rising rate environment
The interests of the clients must be put ahead of those of the firm, court says
Advisor did not comply with the dealer’s own guidelines for leveraged ETFs
The big winners in the month were U.S. and international equity ETFs while Canadian equity ETFs saw outflows of $391 million
Year-to-date inflows into ETFs are slightly outpacing the same period from 2017
NEO Connect currently has 45 platform traded funds
The dealer has implemented controls to prevent a similar issue from occurring in the future