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Company: Mutual Fund Dealers Association

801 results found

OSC approves amendments to MFDA ombudservice by-law

MFDA members must co-operate with ombudsman

By: IE Staff
May 9, 2003 May 9, 2003
14:50

MFDA provides guide for resigning members

Also deals with corporate reorganizations, ownership changes

By: IE Staff
May 7, 2003 May 7, 2003
09:35

MFDA extends certain transition periods

New deadlines is March 2004

By: IE Staff
April 17, 2003 April 17, 2003
15:10

MFDA reaches agreement with Quebec organizations

Will cooperate on the regulation of Quebec firms

By: IE Staff
April 15, 2003 April 15, 2003
12:30

Negative confirmation a no-go

MFDA says written authorization needed in bulk account transfers

By: IE Staff
April 8, 2003 April 8, 2003
15:45

Governance report released

MFDA issues plan to members

By: IE Staff
April 2, 2003 April 2, 2003
10:10

MFDA hires new enforcement chief

Devlin to start in April

By: James Langton
March 10, 2003 March 10, 2003
13:40

MFDA looking for new head of enforcement

McManus resigns

By: James Langton
January 15, 2003 January 15, 2003
15:40

MFDA launch of investor complaint service

Firm, fair, transparent enforcement the goal

By: IE Staff
November 5, 2002 November 5, 2002
15:30

Compliance a new challenge for agents

So far, changes brought by the new MFDA have been relatively insignificant, but full-scale reviews begin this fall

By: James Langton
July 29, 2002 October 27, 2019
12:19