The Mutual Fund Dealers Association of Canada is warning its members of the Ontario Securities Commission’s temporary order against Portus Alternative Asset Management Inc., and demanding that its members stop referring clients to the firm.Under the OSC order, effective Feb. 2, Portus is prohibited from opening any new client accounts, or accepting any new funds […]
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Regulator must be able to obtain records from service providers
Fund delear agrees to compensate investors
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Respondents entitled to representation by counsel