Appointees will join new SRO's disciplinary committees
The SRO detailed its policy priorities for the year
MFDA alleged over $300,000 was taken through early GIC redemptions, withdrawals
The Canadian Securities Administrators say the new SRO's CEO will be named in the coming weeks
CSA, CCIR propose new cost reporting requirements for investment and seg funds
Ontario judge sides with MFDA in attempt to collect sanctions
Interim rules coming in May, with new CEO, board to be named in Q2
A panel found the MFDA's suspension was unreasonable and disproportionate for a minor violation
Panel handed down tougher sanctions than SRO sought
Majority dismisses appeal, rejects proposed class action