Will provide exemptive relief to all level 3 and 4 dealers
The $5 million in new capital will support legal challenges and association advocacy
Questions raised about treatment under securities legislation
Sandink misappropriated client funds
Olympus United, iForum and Tandem Wealth
Written disclosure must be provided to clients regarding potential conflicts that have been identified
New members were recently appointed regional council chairs in the Atlantic and Pacific regions
Legacy Associates, Clarica, Manulife Securities, Partners in Planning advisors to head councils
Regulator concludes 2005 oversight review
Nomination period closes March 31