Editorial
What started as an internal governance dispute involving some members of the Mutual Fund Dealers Association of Canada has boiled over into a public review of its governance practices.The B.C. Securities Commission will conduct a review of recent bylaw changes by the MFDA, which some disgruntled MFDA members say would leave smaller dealers underrepresented on […]
Clarifying changes set to come into effect Jan. 1, 2010
Bolhuis fined $10,000
IFRS the best approach to ensure consistent, fair and cost-effective oversight continues, regulator says
Panel gives reasons for MFDA governance by-law review
MFDA defers annual general meeting
Russell fills vacancy
Dy produced over 1,100 fraudulent tax returns
A hearing panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada Thursday approved a settlement agreement with William Todd Gillick.Gillick was registered as a mutual fund salesperson in Ontario and Saskatchewan with Investors Group Financial Services Inc. from July 4, 1994 to December 4, 2007.A consequence of the settlement, Gillick:• […]