Desbois fined $50,000
Reviews prompt two bulletins to member firms
Public, industry directors approved at AGM
DFS investments manager fined $10,000 for lax supervision
Nomination period runs until March 26
Reps acting contrary to MFDA rules
22 clients invested $1.58 million in false investments
Proposed by-law change up in the air
Appointment fills vacancies in Alberta, B.C. and Ontario
Goal is to harmonize the requirements used by the CSA and both SROs