Search for a satisfactory governance model drags on
IIROC and the MFDA ask their members about getting together
Bytnar fined $150,000 for sales violations, failing to co-operate with an investigation
MFDA imposes three-year prohibition, $5,000 fine
Governance committee to review by-law amendments
MFDA imposes five-year suspension, $40,000 fine
Unbecoming conduct results in $22,500 fine
With shareholder democracy coming under more scrutiny, the MFDA takes a hit on its proxy solicitation process
Association to collect information for compliance and enforcement cases